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Dec 07, 2025
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FINA 4200 - Securities Industry Essential Exam Preparation
Credit Hours: 3
Discusses various investment instruments accessible to investors, prepares students to pass Securities Industry Essential Exam, the entry level test and the prerequisite of licensing tests in financial industry. Encompasses securities markets, investment products, investment strategies, laws and regulations, and theories.
Prerequisite: FINA 3000
General Education - Competencies: - GCKE: Keystone Experience
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