FINA 4250 - Series 7 Exam PrepÂ

Credit Hours: 3

This course provides students with the qualifications necessary in General Securities Representative Qualification Exam (Series 7 Exam), in order to make different types of trades with all types of general securities, excluding commodities and futures. The exam is administered by the Financial Industry Regulatory Authority (FINRA). It is the most commonly required registration in the U.S. financial securities industry. The course covers equity, debt, mutual funds, variable insurance products, limited partnerships and derivative securities, operations of the primary and secondary markets, securities analysis, and the rules and regulations that govern business conduct in financial securities industry. This class will get students ready to take the Series 7 exam once they are hired by a financial company.